Special Situations & Counsel to the Profession
I regularly assist law firms, solo attorneys, in-house counsel, and compliance professionals in unconventional or high-stakes matters involving the state securities law. These engagements are often sensitive, fast-moving, or strategically complex—and benefit from a regulator-informed second opinion or confidential collaboration.
Services include:
Acting as special or consulting counsel on Blue Sky issues.
Serving as a second set of eyes on enforcement matters or regulatory filings.
Offering conflicted-out representation in enforcement inquiries or compliance reviews.
Providing behind-the-scenes support (including ghostwriting or co-authoring white papers, expert reports, or internal memoranda).
Advising on multi-state coordination strategies during regulatory crises or sensitive offer structuring.
These engagements are discreet, flexible, and always structured to support—not supplant—your role as primary counsel.